Yvonne M. Marsh

MARSH WEALTH MANAGEMENT

Knoxville, TN 37923

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CRD#: 4227208

Professional summary

Yvonne M Marsh, CFP®, who also goes by Yvonne M Varga, is a registered financial advisor currently at MARSH WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.

Yvonne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Yvonne has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yvonne M Varga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Yvonne Marjune Marsh is Yvonne Marsh is a Certified Public Accountant. Yvonne Marjune Marsh is an independent licensed insurance agent. Yvonne is an Owner in the Marsh Professional Group, LLC in Knoxville, TN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yvonne M Marsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 2, 2016 - Present

MARSH WEALTH MANAGEMENT, LLC

Office #1: 504 Ebenezer Road, Knoxville, TN 37923

RIA

CRD#: 282111

Knoxville, TN

Past

January 16, 2013 - April 14, 2016

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

KNOXVILLE, TN

Past

January 8, 2013 - December 31, 2013

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

July 24, 2012 - December 5, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

KNOXVILLE, TN

Past

June 27, 2012 - December 5, 2012

LPL FINANCIAL LLC

CRD#: 6413

KNOXVILLE, TN

Past

August 30, 2000 - April 6, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARSH WEALTH MANAGEMENT, LLC

CRD#: 282111 / SEC#: 801-130732

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Tennessee

Registered Investment Advisory firm - (11/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/2/2016)

IAR

Texas
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/2012

General Securities Representative Examination

Current Firm

MARSH WEALTH MANAGEMENT, LLC

CRD#: 282111 / SEC#: 801-130732

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Tennessee

Registered Investment Advisory firm - (11/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

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Contact information

Main Address

504 Ebenezer Road, Knoxville, TN 37923

Mailing Address

Phone number

(865) 622-2162

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-MARSH WEALTH MANAGEMENT, LLC (4/30/2025)

ADV 2B - MICHAEL B. MARSH (1/30/2025)

ADV PART 2B- YVONNE M. MARSH (1/30/2025)

Regulatory assets under management

Total Number of Accounts	558
AUM (Assets Under Management)	$ 168,423,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Yvonne M. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yvonne M Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSH WEALTH MANAGEMENT, LLC

PROSPERITY CAPITAL ADVISORS

MERCAP SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

MARSH WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2012

Series 7

Date: 6/26/2012

Current Firm

MARSH WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARSH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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