Bradley R. Zapp

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CRD#: 4227182

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Robert Zapp, CFP®, who also goes by Bradley R Zapp, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 2000. Bradley had worked at 6 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bradley R Zapp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 20, 2011 - May 29, 2014

LEGACY FINANCIAL ADVISORS, INC.

RIA

CRD#: 158675

COVINGTON, KY

Past

August 31, 2011 - May 28, 2014

TRIAD ADVISORS LLC

CRD#: 25803

COVINGTON, KY

Past

August 5, 2005 - September 20, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

COVINGTON, KY

Past

August 5, 2005 - September 20, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

COVINGTON, KY

Past

October 30, 2003 - August 9, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

COVINGTON, KY

Past

September 12, 2001 - August 9, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 12, 2001 - August 9, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 5, 2000 - August 15, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY FINANCIAL ADVISORS, INC.

CRD#: 158675 / SEC#: 801-72637

RIA

Registered Investment Advisory firm - (8/2/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/4/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/19/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/2005

General Securities Principal Examination

Current Firm

LEGACY FINANCIAL ADVISORS, INC.

CRD#: 158675 / SEC#: 801-72637

RIA

Registered Investment Advisory firm - (8/2/2011 Approved)

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Contact information

Main Address

117 East Fourth Street, Covington, KY 41011

Mailing Address

Phone number

(859) 655-5225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY FINANCIAL ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	3,515
AUM (Assets Under Management)	$ 1,255,617,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley R. Zapp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

LEGACY FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2000

Series 7

Date: 10/4/2000

Series 51

Date: 12/19/2008

Series 24

Date: 11/16/2005

Current Firm

LEGACY FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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