Suzanne B. Taylor

COMPOSITION WEALTH

Sausalito, CA 94965

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CRD#: 4226963

Professional summary

Suzanne Buchanan Taylor, CFP®, who also goes by Suzanne Thomas, is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Sausalito, California.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Suzanne has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Buchanan Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

November 22, 2022 - Present

COMPOSITION WEALTH, LLC

Office #1: 30 Liberty Ship Way #3225, Sausalito, CA 94965

RIA

CRD#: 143483

Sausalito, CA

Past

August 6, 2019 - March 7, 2022

SHAREBUILDER 401K

RIA

CRD#: 300537

Novato, CA

Past

November 10, 2016 - June 12, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

MCLEAN, VA

Past

April 14, 2008 - July 5, 2016

RFS PARTNERS

CRD#: 18119

DENVER, CO

Past

May 16, 2005 - April 4, 2008

KELMOORE INVESTMENT COMPANY, INC.

RIA

CRD#: 22509

PALO ALTO, CA

Past

January 14, 2002 - April 4, 2008

KELMOORE INVESTMENT COMPANY, INC.

CRD#: 22509

PALO ALTO, CA

Past

August 11, 2000 - January 8, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 11, 2000 - January 8, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/7/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/1/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2004

General Securities Principal Examination

Current Firm

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

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Contact information

Main Address

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

Mailing Address

Phone number

(310) 246-1243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/27/2025)

FORM ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	8,671
AUM (Assets Under Management)	$ 6,714,187,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Suzanne B. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Buchanan Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAREBUILDER 401K

CAPITAL ONE INVESTING, LLC

RFS PARTNERS

KELMOORE INVESTMENT COMPANY, INC.

KELMOORE INVESTMENT COMPANY, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

COMPOSITION WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2019

Series 66

Date: 8/7/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2000

Series 4

Date: 11/1/2004

Series 24

Date: 3/5/2004

Current Firm

COMPOSITION WEALTH, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPOSITION WEALTH, LLC

TRUST BUT VERIFY

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