Thierry Hasse

ELEVAGE PARTNERS

MAMARONECK, NY

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CRD#: 4226946

Professional summary

Thierry Hasse is a registered financial advisor currently at ELEVAGE PARTNERS, LLC located in Mamaroneck, New York.

Thierry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thierry has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thierry Hasse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

ELEVAGE PARTNERS, LLC

Office #2: 819 Worcester Street Suite 7, Springfield, MA 01151

RIA

CRD#: 158386

MAMARONECK, NY

Past

July 1, 2019 - April 19, 2021

NATALLIANCE ASSET MANAGEMENT LLC

RIA

CRD#: 296788

NEW YORK, NY

Past

January 19, 2019 - January 4, 2022

NATALLIANCE SECURITIES, LLC

CRD#: 39455

New York, NY

Past

May 31, 2016 - December 27, 2018

AURIGA USA, LLC

CRD#: 121731

NEW YORK, NY

Past

April 13, 2015 - May 25, 2016

HCFP/CAPITAL MARKETS LLC

CRD#: 149111

NEW YORK, NY

Past

July 30, 2009 - April 8, 2015

AURIGA USA, LLC

CRD#: 121731

NEW YORK, NY

Past

March 5, 2008 - June 12, 2009

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

NEW YORK, NY

Past

July 8, 2004 - October 17, 2007

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

July 26, 2000 - April 10, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVAGE PARTNERS, LLC

CRD#: 158386 / SEC#: 801-112475

RIA

Registered Investment Advisory firm - (2/20/2018 Approved)

California

Registered Investment Advisory firm - (6/29/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/15/2024

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 2/15/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/2024

General Securities Principal Examination

Current Firm

ELEVAGE PARTNERS, LLC

CRD#: 158386 / SEC#: 801-112475

RIA

Registered Investment Advisory firm - (2/20/2018 Approved)

California

Registered Investment Advisory firm - (6/29/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

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Contact information

Main Address

5470 Kietzke Lane Suite 300, Reno, NV 89511

Mailing Address

18124 Wedge Pkwy Suite 537, Reno, NV 89511

Phone number

(800) 725-1622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVAGE PARTNERS, LLC FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 147,025,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thierry Hasse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thierry Hasse's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATALLIANCE ASSET MANAGEMENT LLC

NATALLIANCE SECURITIES, LLC

AURIGA USA, LLC

HCFP/CAPITAL MARKETS LLC

AURIGA USA, LLC

KEYBANC CAPITAL MARKETS INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

WORLDCO, L.L.C.

Primary Firm SEC Registration

ELEVAGE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2024

Series 63

Date: 5/19/2008

Series 7TO

Date: 2/15/2024

Series 79TO

Date: 2/15/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2004

Series 24

Date: 2/15/2024

Current Firm

ELEVAGE PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVAGE PARTNERS, LLC

TRUST BUT VERIFY

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