Thomas Matthew Hawley
Professional Summary
Thomas Matthew Hawley is a registered financial advisor currently at BEARING360 WEALTH located in Bloomington, Minnesota. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
BEARING POINT CAPITAL | BEARING360 WEALTH, LLC (LEGAL) BEARING360 WEALTH (PRIMARY) | BEARING360 WEALTH, LLC | BEARING360 WEALTH | BEARING POINT CAPITAL, LLC
Contact Information
Main Address
2 Meridian Crossings Suite 320, Richfield, MN 55423Phone Number
(952) 800-6301# of Employees
7SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
896AUM (Assets Under Management)
$1,111,491,574Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BEARING POINT CAPITAL | BEARING360 WEALTH, LLC (LEGAL) BEARING360 WEALTH (PRIMARY) | BEARING360 WEALTH, LLC | BEARING360 WEALTH | BEARING POINT CAPITAL, LLC
State Registrations and Notice Filings
(8/2/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Matthew Hawley's CRS (Customer Relationship Summary).
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