Andrew N. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Neal Siegel was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2013. Andrew had worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2025 - September 15, 2025
GALAXY SECURITIES, LLC
June 6, 2018 - September 15, 2025
GALAXY DIGITAL PARTNERS LLC
November 21, 2013 - December 11, 2017
PERELLA WEINBERG PARTNERS LP
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GALAXY SECURITIES, LLC
CRD#: 330599 / SEC#: , 8-71232
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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