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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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DT

Deborah E. Tucker

CLARIS FINANCIAL
Glen Allen, VA 23060
Some features on this profile are disabled
CRD#: 4226268
DT

Professional summary

Deborah Edwards Tucker, CFP®, who also goes by Deborah Jean Edwards, is a registered financial advisor currently at CLARIS FINANCIAL, LLC located in Glen Allen, Virginia.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Deborah has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Deborah Jean Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Edwards Tucker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 17, 2025 - Present

CLARIS FINANCIAL, LLC

Office #1: 4510 Cox Rd. Suite 302, Glen Allen, VA 23060
RIA
CRD#: 168503
Glen Allen, VA
Past

February 4, 2019 - October 3, 2022

TRIAD ADVISORS LLC

BD
CRD#: 25803
Glen Allen, VA
Past

July 29, 2014 - January 29, 2019

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
Glen Allen, VA
Past

July 29, 2014 - January 29, 2019

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Glen Allen, VA
Past

February 13, 2013 - August 8, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
RICHMOND, VA
Past

February 13, 2013 - August 8, 2014

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
RICHMOND, VA
Past

May 24, 2011 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
RICHMOND, VA
Past

August 26, 2010 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
RICHMOND, VA
Past

June 19, 2008 - January 6, 2010

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

December 7, 2005 - November 22, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
RICHMOND, VA
Past

August 21, 2000 - May 1, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CLARIS FINANCIAL, LLC
CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA
Registered Investment Advisory firm - (5/16/2019 Approved)
Louisiana
Registered Investment Advisory firm - (6/12/2019 Terminated)
Maryland
Registered Investment Advisory firm - (6/18/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/10/2019 Terminated)
Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)
Virginia
Registered Investment Advisory firm - (6/7/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(9/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/23/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/19/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/25/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/25/2013
General Securities Sales Supervisor - Options Module Examination

Current Firm

CF
CLARIS FINANCIAL, LLC
CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA
Registered Investment Advisory firm - (5/16/2019 Approved)
Louisiana
Registered Investment Advisory firm - (6/12/2019 Terminated)
Maryland
Registered Investment Advisory firm - (6/18/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/10/2019 Terminated)
Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)
Virginia
Registered Investment Advisory firm - (6/7/2019 Terminated)
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Contact information

Main Address
4510 Cox Rd. Suite 302, Glen Allen, VA 23060
Mailing Address
Phone number
(804) 935-3000
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLARIS ADV PART 2A - 09-25-2025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts1,114
AUM (Assets Under Management)$ 285,968,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLARIS FINANCIAL, LLC

CRD#: 168503Glen Allen, VA 23060

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