Ernesto A. Lujan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernesto Alejandro Lujan was a registered financial professional .
Ernesto is a previously registered financial professional and started their career in finance in 2001. Ernesto had worked at 6 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2008 - May 7, 2013
DIRECT ACCESS PARTNERS LLC
April 21, 2008 - September 10, 2008
LIGHTHOUSE FINANCIAL GROUP, LLC
January 2, 2007 - August 31, 2007
RBC CAPITAL MARKETS CORPORATION
April 27, 2006 - July 18, 2006
G-2 TRADING,LLC
August 14, 2002 - December 31, 2006
US TRADING LLC
January 17, 2001 - January 2, 2007
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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