Sean D. Bernsohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean D Bernsohn, who also goes by Sean David Bernsohn, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2002. Sean had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2023 - October 22, 2024
COHEN & COMPANY SECURITIES, LLC
May 24, 2022 - December 1, 2023
FTI CAPITAL ADVISORS, LLC
April 18, 2022 - May 3, 2022
SYNERGY CAPITAL I, LLC
August 21, 2018 - April 16, 2021
FTI CAPITAL ADVISORS, LLC
June 17, 2015 - March 30, 2018
BARCLAYS CAPITAL INC.
November 4, 2010 - May 18, 2015
RBC CAPITAL MARKETS, LLC
January 2, 2009 - April 17, 2009
MACQUARIE CAPITAL (USA) INC.
March 2, 2004 - August 19, 2008
SYNERGY CAPITAL I, LLC
November 19, 2002 - January 13, 2004
MCGLADREY CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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