Joseph S. Del Vecchio
Professional summary
Joseph S. Del Vecchio, CIMA®, who also goes by Joseph Stephen Delvecchio, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Jersey City, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph S. Del Vecchio's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 575 Washington Blvd, Jersey City, NJ 07310November 8, 2010 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
January 26, 2009 - September 30, 2010
PACER ADVISORS, INC.
January 23, 2009 - September 30, 2010
PACER FINANCIAL, INC.
December 19, 2005 - November 13, 2008
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - November 13, 2008
FRANKLIN DISTRIBUTORS, LLC
May 6, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
May 6, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
February 28, 2001 - April 25, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(1/12/2016)
(1/4/2021)
(1/13/2015)
(1/12/2016)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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