William W. Mccartney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Wayne Mccartney JR., CFP®, who also goes by Bill Mccartney, William Wayne Mccartney, Jr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
November 5, 2020 - July 13, 2026
TRUIST ADVISORY SERVICES, INC.
October 23, 2020 - July 13, 2026
TRUIST INVESTMENT SERVICES, INC.
December 10, 2014 - October 27, 2020
CETERA INVESTMENT SERVICES LLC
October 30, 2014 - October 27, 2020
CETERA INVESTMENT ADVISERS LLC
December 11, 2003 - August 5, 2010
LPL FINANCIAL LLC
December 11, 2003 - August 5, 2010
LPL FINANCIAL LLC
February 19, 2003 - December 16, 2003
SPIRE WEALTH MANAGEMENT, LLC
February 12, 2003 - December 15, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 15, 2002 - October 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2001 - October 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2000 - July 18, 2001
SOUTHTRUST SECURITIES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
