Konrad J. Kuciej

LAVA CREEK CAPITAL MANAGEMENT

San Rafael, CA 94901

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CRD#: 4225840

Professional summary

Konrad Jacob Kuciej is a registered financial advisor currently at LAVA CREEK CAPITAL MANAGEMENT, LLC located in San Rafael, California.

Konrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Konrad has worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konrad Jacob Kuciej's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2012 - Present

LAVA CREEK CAPITAL MANAGEMENT, LLC

Office #1: 2370 Kerner Blvd. Suite 360, San Rafael, CA 94901

RIA

CRD#: 165536

San Rafael, CA

Past

February 16, 2011 - October 29, 2012

GBS FINANCIAL CORP.

RIA

CRD#: 16906

SAN FRANCISCO, CA

Past

February 15, 2011 - October 29, 2012

GBS FINANCIAL CORP.

CRD#: 16906

SAN FRANCISCO, CA

Past

August 31, 2009 - July 27, 2010

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Past

November 17, 2008 - February 5, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SPOKANE, WA

Past

November 17, 2008 - February 5, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SPOKANE, WA

Past

May 19, 2008 - August 26, 2008

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

October 14, 2004 - May 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

October 14, 2004 - May 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

January 2, 2003 - October 14, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISC, CA

Past

February 25, 2002 - October 14, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 4, 2001 - January 2, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 29, 2000 - February 22, 2001

PACIFIC GENESIS GROUP, INC.

CRD#: 37429

ALAMEDA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/19/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/30/2000

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/28/2000

Municipal Securities Representative Examination

Current Firm

LAVA CREEK CAPITAL MANAGEMENT, LLC

CRD#: 165536 / SEC#: 801-108518

RIA

Registered Investment Advisory firm - (6/27/2019 Terminated)

California

Registered Investment Advisory firm - (6/25/2019 Approved)

Texas

Registered Investment Advisory firm - (11/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2370 Kerner Blvd. Suite 360, San Rafael, CA 94901

Mailing Address

Phone number

(415) 906-4455

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 59,464,736

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Konrad J. Kuciej

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konrad Jacob Kuciej's CRS (Customer Relationship Summary).

Certified licenses

Experience

GBS FINANCIAL CORP.

GBS FINANCIAL CORP.

NELSON SECURITIES,INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRIMAN CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

J.P. MORGAN SECURITIES LLC

PACIFIC GENESIS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2002

Series 63

Date: 8/28/2000

Series 31

Date: 4/19/2002

Series 7

Date: 10/30/2000

Series 52

Date: 9/28/2000

Current Firm

LAVA CREEK CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAVA CREEK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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