David M. Perkins
Professional summary
David M Perkins, who also goes by David Michael Perkins, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 11 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David M Perkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2022 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017November 9, 2021 - December 21, 2022
ALLSPRING FUNDS DISTRIBUTOR, LLC
October 16, 2018 - June 28, 2019
WELLESLEY ASSET MANAGEMENT, INC.
October 5, 2018 - July 8, 2019
FORESIDE FUND SERVICES, LLC
May 24, 2017 - September 26, 2018
BARINGS SECURITIES LLC
January 16, 2016 - January 27, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
March 17, 2008 - January 27, 2017
PRINCIPAL ASSET MANAGEMENT
February 15, 2008 - March 17, 2008
PRINCIPAL SECURITIES, INC.
August 14, 2002 - April 5, 2016
PRINCIPAL SECURITIES, INC.
January 30, 2002 - June 11, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
September 1, 2000 - April 6, 2001
IDS LIFE INSURANCE COMPANY
September 1, 2000 - April 6, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/3/2023)
(1/11/2023)
(1/19/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/13/2023)
(1/10/2023)
(1/4/2023)
(1/6/2023)
(1/4/2023)
(1/6/2023)
(12/22/2022)
(1/3/2023)
(1/5/2023)
(1/3/2023)
(1/3/2023)
(1/6/2023)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/5/2023)
(1/5/2023)
(1/8/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/18/2023)
(1/6/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/5/2023)
(1/9/2023)
(1/3/2023)
(1/17/2023)
(1/4/2023)
(1/4/2023)
(1/4/2023)
(1/4/2023)
(1/3/2023)
(1/5/2023)
(1/4/2023)
(1/4/2023)
(1/3/2023)
(1/4/2023)
(1/4/2023)
(1/9/2023)
(1/3/2023)
(1/9/2023)
Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
