Lionel H. Amron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lionel H Amron was a registered financial advisor .
Lionel is a previously registered financial advisor and started their career in finance in 2000. Lionel had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2005 - June 28, 2013
ANTAEUS CAPITAL, INC.
April 1, 2003 - February 10, 2005
PMB SECURITIES CORP.
December 5, 2002 - February 10, 2005
PMB SECURITIES CORP.
December 26, 2000 - December 11, 2002
MORGAN STANLEY DW INC.
September 19, 2000 - December 11, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANTAEUS CAPITAL, INC.
CRD#: 627 / SEC#: , 8-10863
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
