Kris A. Herminghuysen

COLUMBUS INVESTMENT ADVISORY

New Albany, OH 43054-7101

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CRD#: 4225617

Professional summary

Kris Adnan Herminghuysen is a registered financial advisor currently at COLUMBUS INVESTMENT ADVISORY INC. located in New Albany, Ohio.

Kris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kris has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kris Adnan Herminghuysen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2021 - Present

COLUMBUS INVESTMENT ADVISORY INC.

Office #1: 68 North High Street Building C, New Albany, OH 43054-7101

RIA

CRD#: 104595

New Albany, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLUMBUS INVESTMENT ADVISORY INC.

CRD#: 104595 / SEC#: 801-51052

RIA

Registered Investment Advisory firm - (2/9/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2021

Uniform Investment Adviser Law Examination

Current Firm

COLUMBUS INVESTMENT ADVISORY INC.

CRD#: 104595 / SEC#: 801-51052

RIA

Registered Investment Advisory firm - (2/9/1996 Approved)

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Contact information

Main Address

68 North High Street Building C, New Albany, OH 43054-7101

Mailing Address

Phone number

(614) 882-1418

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 405,608,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kris A. Herminghuysen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kris Adnan Herminghuysen's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBUS INVESTMENT ADVISORY INC.

Primary Firm SEC Registration

COLUMBUS INVESTMENT ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2021

Current Firm

COLUMBUS INVESTMENT ADVISORY INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLUMBUS INVESTMENT ADVISORY INC.

TRUST BUT VERIFY

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