Kevin T. Backus
Professional summary
Kevin Thomas Backus, who also goes by Kevin T Backus, is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Thomas Backus's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2022 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701May 4, 2012 - July 13, 2017
BGC FINANCIAL, L.P.
July 5, 2011 - October 14, 2011
SOLEIL SECURITIES CORPORATION
February 23, 2010 - January 31, 2012
TICONDEROGA SECURITIES LLC
October 24, 2007 - February 22, 2010
TRADE INFORMATICS LLC
March 14, 2007 - January 18, 2008
TD PRIME SERVICES LLC
January 2, 2001 - May 30, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/16/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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