PS
Pamela J. Schott
THRIVENT INVESTMENT MANAGEMENT
Green Bay, WI 54304
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CRD#: 4225467
PS
Professional summary
Pamela Jo Schott, who also goes by Pamela J Hanson, Pamela Jo Hanson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Green Bay, Wisconsin.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Pamela has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela J Hanson | Pamela Jo Hanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PACKERLAND OFFICE CENTER, LLC POSITION: Minority Owner NATURE: We receive outside income from commerical rental. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2013 ADDRESS: 303 Packerland Dr, Green Bay WI 54303, United States DESCRIPTION: Discussion on managing proeprty, expenses, leases. MARY KAY COSMETICS POSITION: Mary Kay Consultant NATURE: I was looking to sign up as a Mary Kay Consultant just to receive the 50% off on the products since I purchase a decent amount of their products. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304, United States DESCRIPTION: In order to received a discount on Mary Kay Products, if you sign up to be a consultant and pay the initial start up costs, than I can receive the products at 50% off discount. I will not be selling to products to make a profit, just purchasing products for my own use.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Jo Schott's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Pamela Jo Schott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1150 Springhurst Drive, Green Bay, WI 54304RIA
BD
CRD#: 18387
Green Bay, WI
Current
July 29, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1150 Springhurst Drive, Green Bay, WI 54304RIA
BD
CRD#: 18387
Green Bay, WI
Past
January 9, 2009 - July 26, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
WAUPACA, WI
Past
November 14, 2008 - November 14, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
WAUPACA, WI
Past
September 4, 2008 - July 26, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
WAUPACA, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2024)
RR
Florida(7/29/2016)
RR
Illinois(5/1/2020)
RR
Michigan(5/11/2023)
RR
Minnesota(12/20/2019)
RR
Missouri(7/12/2023)
RR
Nevada(1/8/2021)
RR
North Carolina(8/1/2016)
RR
Ohio(1/29/2025)
RR
Wisconsin(7/29/2010)
IAR
Wisconsin(7/29/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
