James F. Lauterbach
Professional summary
James F Lauterbach, CFP®, who also goes by James Fike Lanterbach, James Fike Lauterbach, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. James has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James F Lauterbach's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9875 Schwab Way, Lone Tree, CO 80124September 25, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124October 26, 2005 - December 31, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2023)
(10/4/2000)
(9/25/2000)
(1/3/2012)
(10/30/2013)
(2/23/2018)
(10/18/2018)
(4/19/2018)
(12/2/2013)
(2/7/2024)
(10/15/2020)
(5/12/2017)
(5/9/2011)
(4/10/2014)
(2/7/2024)
(9/17/2013)
(9/17/2012)
(2/7/2024)
(2/7/2024)
(2/3/2017)
(1/29/2021)
(12/7/2020)
(8/4/2023)
(10/18/2018)
(12/26/2020)
(5/19/2020)
(8/9/2006)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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