Nils E. Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nils Erik Berg Mr., who also goes by Erik Berg Mr., Nils Berg, Berg, was a registered financial professional .
Nils is a previously registered financial professional and started their career in finance in 2001. Nils had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - December 2, 2024
BANCTRUST SECURITIES USA
December 5, 2019 - September 1, 2021
TORINO CAPITAL LLC
May 3, 2016 - November 21, 2017
NATIXIS SECURITIES AMERICAS LLC
June 21, 2013 - January 8, 2016
COMMERZ MARKETS LLC
May 17, 2010 - January 15, 2013
ICBC STANDARD SECURITIES INC.
February 10, 2004 - April 13, 2010
ING FINANCIAL MARKETS LLC
April 24, 2001 - November 26, 2003
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BANCTRUST SECURITIES USA
CRD#: 313116 / SEC#: , 8-70708
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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