Barbara U. Carton-riker
Professional summary
Barbara Untermeyer Carton-riker, who also goes by Barbara Untermeyer Carton, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 1969. Barbara has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barbara Untermeyer Carton-riker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2023 - Present
BUCKMAN, BUCKMAN & REID, INC.
Office #1: 44 Church St., Little Silver, NJ 07739January 25, 1994 - July 19, 2023
HIGHLANDER CAPITAL GROUP, INC.
July 3, 1990 - January 14, 1994
BUCKMAN, BUCKMAN & REID, INC.
March 27, 1989 - November 28, 1989
JONATHAN ALAN & CO., INC.
April 29, 1983 - March 9, 1990
UNDERHILL ASSOCIATES, INCORPORATED
March 11, 1974 - April 14, 1983
LEGG MASON WARREN YORK, INC.
November 15, 1971 - October 10, 1973
CRICHTON COMPANY INC
May 1, 1969 - August 21, 1971
UNTERMEYER & CARTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2023)
(7/19/2023)
(7/19/2023)
(7/19/2023)
(7/19/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/17/1967
Registered Representative ExaminationSeries 00
Date: 4/18/1969
General Securities Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407Little Silver, NJ 07739TRUST BUT VERIFY
Monitor Barbara Carton-riker
Get automatic monthly alerts on:
