Philip A. Sisca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Anthony Sisca was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2000. Philip had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2011 - March 8, 2012
BENDIGO SECURITIES, LLC
May 25, 2010 - August 10, 2010
G1 EXECUTION SERVICES, LLC
July 18, 2008 - August 10, 2010
E*TRADE SECURITIES LLC
March 3, 2008 - July 18, 2008
G1 EXECUTION SERVICES, LLC
June 21, 2006 - December 8, 2006
SANDERS MORRIS LLC
August 30, 2005 - December 8, 2006
SMH CAPITAL ADVISORS LLC
August 30, 2005 - December 8, 2006
SANDERS MORRIS LLC
July 20, 2005 - August 30, 2005
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - August 30, 2005
NEWEDGE SECURITIES, LLC
September 19, 2000 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/18/2005
Limited Representative-Equity Trader ExamCurrent Firm
BENDIGO SECURITIES, LLC
CRD#: 152529 / SEC#: , 8-68462
Contact information
Documents
Red Flags
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