Stefan B. Karlsson

AUREUS ASSET MANAGEMENT

BOSTON, MA 02110

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CRD#: 4224850

Professional summary

Stefan Bengt Emil Karlsson is a registered financial advisor currently at AUREUS ASSET MANAGEMENT, LLC located in Boston, Massachusetts.

Stefan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stefan has worked at 2 firms and has passed the Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Bengt Emil Karlsson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2017 - Present

AUREUS ASSET MANAGEMENT, LLC

Office #1: One Winthrop Square, Boston, MA 02110

RIA

CRD#: 136674

BOSTON, MA

Past

September 9, 2008 - May 18, 2011

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUREUS ASSET MANAGEMENT, LLC

CRD#: 136674 / SEC#: 801-64723

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 9/22/2008

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/8/2008

General Securities Representative Examination

Current Firm

AUREUS ASSET MANAGEMENT, LLC

CRD#: 136674 / SEC#: 801-64723

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

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Contact information

Main Address

One Winthrop Square, Boston, MA 02110

Mailing Address

Phone number

(617) 728-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 7,763,450,326

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stefan B. Karlsson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Bengt Emil Karlsson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUREUS ASSET MANAGEMENT, LLC

UBS SECURITIES LLC

Primary Firm SEC Registration

AUREUS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/12/2008

Series 87

Date: 9/22/2008

Series 7

Date: 9/8/2008

Current Firm

AUREUS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUREUS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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