Heidi S. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Sue Clark, who also goes by Heidi Sue Stewart, Heidi Sue Walter, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 2000. Heidi had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - August 22, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
July 1, 2005 - January 14, 2010
INVEST FINANCIAL CORPORATION
July 3, 2002 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
July 27, 2000 - May 31, 2002
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRSTMERIT FINANCIAL SERVICES, INC
CRD#: 149680 / SEC#: , 8-68177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRSTMERIT BANK, N.A. | OWNER | |
| HADDAD, KEVIN RAY | CHIEF COMPLIANCE OFFICER | 1415289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
