Gregory E. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Edward Collins, who also goes by Greg Collins, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 3, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2022 - December 31, 2022
LAKE GEORGE CAPITAL MANAGEMENT, LLC
March 14, 2018 - August 4, 2021
LPL FINANCIAL LLC
February 22, 2018 - August 4, 2021
LPL FINANCIAL LLC
April 25, 2014 - February 6, 2018
INVEST FINANCIAL CORPORATION
April 24, 2014 - February 6, 2018
INVEST FINANCIAL CORPORATION
April 11, 2013 - February 28, 2014
MML INVESTORS SERVICES, LLC
October 11, 2012 - December 12, 2012
NYLIFE SECURITIES LLC
June 2, 2008 - December 31, 2009
FOUNTAIN HILL INVESTMENT ADVISORS, LLC
October 23, 2007 - November 6, 2009
TAM PORTFOLIOS, LLC
October 10, 2000 - April 22, 2002
LEHMAN BROTHERS INC.
August 17, 2000 - October 19, 2000
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/27/2001
Limited Representative-Equity Trader ExamCurrent Firm
LAKE GEORGE CAPITAL MANAGEMENT, LLC
CRD#: 316519 / SEC#:
Contact information
Red Flags
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