Christopher G. Dzurinko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher George Dzurinko was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 5 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2007 - February 26, 2021
IWP WEALTH MANAGEMENT LLC
March 31, 2004 - April 29, 2005
BROADPOINT AMTECH, INC.
February 21, 2003 - April 15, 2004
CIBC WORLD MARKETS CORP.
May 1, 2001 - October 24, 2002
J.P. MORGAN SECURITIES INC.
August 21, 2000 - May 1, 2001
JPMSI
Primary Firm SEC Registration
IWP WEALTH MANAGEMENT LLC
CRD#: 136314 / SEC#: 801-64549
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IWP WEALTH MANAGEMENT LLC
CRD#: 136314 / SEC#: 801-64549
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 3,907,511,486 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
