Mark J. Asaro
Professional summary
Mark James Asaro, CFA, who also goes by Mark J. Asaro, is a registered financial advisor currently at NOBLE WEALTH MANAGEMENT P.B.C. located in South Jordan, Utah.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark James Asaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2022 - Present
NOBLE WEALTH MANAGEMENT P.B.C.
May 3, 2016 - October 12, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 23, 2011 - November 16, 2015
ESSENTIAL INVESTMENT PARTNERS, LLC
August 30, 2000 - March 2, 2001
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
NOBLE WEALTH MANAGEMENT P.B.C.
CRD#: 322607 / SEC#: 801-126632
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2022)
(10/4/2022)
(9/19/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NOBLE WEALTH MANAGEMENT P.B.C.
CRD#: 322607 / SEC#: 801-126632
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 644 |
| AUM (Assets Under Management) | $ 338,692,100 |
Red Flags
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