RP
Robert J. Pembaur
EMPOWER ADVISORY GROUP
CINCINNATI, OH
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CRD#: 4224126
RP
Professional summary
Robert Joseph Pembaur, who also goes by Robert J Pembaur, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cincinnati, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Cincinnati, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert J Pembaur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-1139|OrgNmn:Pembaur Homes, Inc.|Org Addr:Maineville,Ohio,US|OBA Nature:New home constructions and rem|Invst Rel:N|Title:Vice President/Secretary/Treasure|Duties:Attend the annual meeting of board of directors for company can maintain status as a corporation.|StrtDt:05-01-1998|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Pembaur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
CINCINNATI, OH
Current
January 29, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
Cincinnati, OH
Past
July 13, 2018 - January 21, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
March 21, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
February 18, 2011 - January 21, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Past
September 10, 2007 - January 31, 2011
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
COVINGTON, KY
Past
November 2, 2000 - June 13, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/29/2025)
RR
Alaska(1/29/2025)
RR
Arizona(1/29/2025)
RR
Arkansas(1/29/2025)
RR
California(1/29/2025)
RR
Connecticut(1/29/2025)
RR
Delaware(1/29/2025)
RR
Georgia(1/29/2025)
RR
Hawaii(1/29/2025)
RR
Idaho(1/29/2025)
RR
Illinois(1/29/2025)
RR
Indiana(1/29/2025)
RR
Iowa(1/29/2025)
RR
Kansas(1/29/2025)
RR
Kentucky(1/29/2025)
RR
Maine(1/29/2025)
RR
Massachusetts(1/29/2025)
RR
Michigan(1/29/2025)
RR
Minnesota(1/29/2025)
RR
Mississippi(1/29/2025)
RR
Missouri(1/29/2025)
RR
Montana(1/29/2025)
RR
Nebraska(1/29/2025)
RR
Nevada(1/29/2025)
RR
New Hampshire(1/29/2025)
RR
New Jersey(1/29/2025)
RR
New Mexico(1/29/2025)
RR
New York(1/29/2025)
RR
North Carolina(1/29/2025)
RR
North Dakota(1/29/2025)
RR
Ohio(1/30/2025)
IAR
Ohio(1/30/2025)
RR
Oklahoma(1/29/2025)
RR
Oregon(1/29/2025)
RR
Pennsylvania(1/29/2025)
RR
Rhode Island(1/29/2025)
RR
South Carolina(1/29/2025)
RR
South Dakota(1/29/2025)
RR
Tennessee(1/29/2025)
RR
Texas(1/29/2025)
RR
Utah(1/29/2025)
RR
Vermont(1/29/2025)
RR
Virginia(1/29/2025)
RR
Washington(1/29/2025)
RR
West Virginia(1/29/2025)
RR
Wisconsin(1/29/2025)
RR
Wyoming(1/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
