Thomas M. Regan

GRYPHON FINANCIAL PARTNERS

Columbus, OH 43215

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CRD#: 4224009

Professional summary

Thomas M. Regan, CFP® is a registered financial advisor currently at GRYPHON FINANCIAL PARTNERS located in Columbus, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas M. Regan serves as Member of Gryphon Normandy Manager, LLC (GNM) since June 2019. GNM is investment related with an address of 325 John H. McConnell Blvd, Ste 425, Columbus, OH 43215. Less than 5% of Thomas M. Regan's time is spent on GNM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas M. Regan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

July 2, 2017 - Present

GRYPHON FINANCIAL PARTNERS

Office #1: 325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215

RIA

CRD#: 288210

Columbus, OH

Past

September 25, 2015 - June 30, 2017

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Columbus, OH

Past

October 5, 2007 - October 9, 2014

LENOX WEALTH MANAGEMENT, INC.

RIA

CRD#: 132818

CINCINNATI, OH

Past

September 6, 2000 - September 9, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRYPHON FINANCIAL PARTNERS

GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT

CRD#: 288210 / SEC#: 801-110583

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/5/2000

General Securities Representative Examination

Current Firm

GRYPHON FINANCIAL PARTNERS

GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT

CRD#: 288210 / SEC#: 801-110583

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

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Contact information

Main Address

325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215

Mailing Address

Phone number

(614) 929-2880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/11/2025)

WRAP FEE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	2,579
AUM (Assets Under Management)	$ 2,033,871,278

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2024	Cover Page	Report
12/18/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Regan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas M. Regan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRYPHON FINANCIAL PARTNERS

HIGHTOWER ADVISORS, LLC

LENOX WEALTH MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GRYPHON FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2003

Series 7

Date: 9/5/2000

Current Firm

GRYPHON FINANCIAL PARTNERS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GRYPHON FINANCIAL PARTNERS

TRUST BUT VERIFY

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