Michael J. Schmitz
Professional summary
Michael Joseph Schmitz is a registered financial advisor currently at SCHMITZ CAPITAL PARTNERS, LLC located in Mill Valley, California and OSAIC WEALTH, INC. located in Mill Valley, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Schmitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2009 - Present
SCHMITZ CAPITAL PARTNERS, LLC
Office #1: 655 Redwood Hwy Ste 109, Mill Valley, CA 94941February 5, 2009 - Present
OSAIC WEALTH, INC.
Office #1: 655 Redwood Highway Suite 109, Mill Valley, CA 94941March 13, 2006 - April 16, 2009
GROWTH CAPITAL SERVICES, INC.
March 15, 2004 - November 4, 2005
GFP BROKER-DEALER, INC.
Primary Firm SEC Registration
SCHMITZ CAPITAL PARTNERS, LLC
CRD#: 105702 / SEC#: 801-33527
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2013)
(2/5/2009)
(4/3/2009)
(9/23/2025)
(6/17/2013)
(12/13/2021)
(9/20/2021)
(4/24/2014)
(11/11/2009)
(1/7/2011)
(10/28/2011)
(12/15/2011)
(2/23/2021)
(1/29/2020)
(11/19/2021)
Exams
FINRA
Current Firm
SCHMITZ CAPITAL PARTNERS, LLC
CRD#: 105702 / SEC#: 801-33527
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 125,327,234 |
Red Flags
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