Christipher L. Belonge
Professional summary
Christipher Lynn Belonge was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christipher Lynn Belonge, who also goes by Chris Lynn Belonge, was a registered financial advisor .
Christipher is a previously registered financial advisor and started their career in finance in 2000. Christipher had worked at 12 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2010 - April 1, 2011
FIRST LIBERTIES FINANCIAL
August 7, 2009 - April 1, 2011
PELION INVESTMENT ADVISORS, INC.
January 9, 2009 - July 2, 2010
AVANZA CAPITAL MARKETS INC.
September 19, 2008 - January 7, 2009
KCD FINANCIAL, INC.
January 5, 2007 - January 5, 2009
AMERICAN BEACON PARTNERS, INC.
January 28, 2005 - January 12, 2007
ONEAMERICA SECURITIES, INC.
July 27, 2004 - November 19, 2004
QA3 FINANCIAL LLC
July 26, 2004 - November 19, 2004
QA3 FINANCIAL CORP.
April 13, 2004 - July 21, 2004
ASSOCIATED INVESTMENT SERVICES, INC.
March 19, 2001 - April 1, 2004
CETERA INVESTMENT SERVICES LLC
July 20, 2000 - March 6, 2001
IDS LIFE INSURANCE COMPANY
July 20, 2000 - March 6, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
