Slobodan Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Slobodan Schneider, who also goes by Bobby Schneider, Robert Schneider, was a registered financial professional .
Slobodan is a previously registered financial professional and started their career in finance in 2000. Slobodan had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2022 - January 16, 2024
SPARTAN CAPITAL SECURITIES, LLC
July 12, 2016 - August 11, 2021
THINKEQUITY LLC
January 26, 2015 - June 30, 2016
WESTPARK CAPITAL, INC.
October 27, 2014 - January 15, 2015
AVENIR FINANCIAL GROUP
May 2, 2014 - October 27, 2014
REALTA EQUITIES, INC.
August 2, 2010 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
August 24, 2007 - August 3, 2010
JHS CAPITAL ADVISORS, LLC
July 31, 2000 - September 12, 2007
THINKEQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
