Aaron W. Mccoppin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Wallace Mccoppin was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2000. Aaron had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2003 - September 24, 2013
IVY DISTRIBUTORS, INC.
May 9, 2001 - September 24, 2013
WADDELL & REED
July 19, 2000 - December 22, 2000
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IVY DISTRIBUTORS, INC.
CRD#: 16496 / SEC#: , 8-34046
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
