AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SS

Sidney M. Shaver

STATESMAN CORPORATE FINANCE
Houston, TX 77027
Some features on this profile are disabled
CRD#: 4223492
SS

Professional summary

Sidney Moreland Shaver JR., CFP®, who also goes by Sidney Moreland Shaver, is a registered financial professional currently at STATESMAN CORPORATE FINANCE, LLC located in Houston, Texas.

Sidney is registered as a RR (Registered Representative) and started their career in finance in 2000. Sidney has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sidney Moreland Shaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BV Capital Advisors- PROVIDES CONSULTING AND PROFESSIONAL SERVICES Briggs and Veselka CPA's- PROVIDES ACCOUNTING AND TAX ADVICE

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sidney Moreland Shaver JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 9, 2023 - Present

STATESMAN CORPORATE FINANCE, LLC

Office #1: 1900 West Loop South Suite 850, Houston, TX 77027
BD
CRD#: 142327
Houston, TX
Past

October 31, 2016 - December 16, 2022

INDEPENDENT INVESTMENT BANKERS, CORP.

RIA
CRD#: 154134
Houston, TX
Past

October 31, 2016 - December 16, 2022

INDEPENDENT INVESTMENT BANKERS, CORP.

BD
CRD#: 154134
AUSTIN, TX
Past

January 3, 2011 - November 16, 2016

STATESMAN CORPORATE FINANCE, LLC

BD
CRD#: 142327
HOUSTON, TX
Past

May 5, 2004 - December 14, 2010

HUNTER WISE SECURITIES, LLC

BD
CRD#: 104193
HOUSTON, TX
Past

December 2, 2003 - March 31, 2004

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

October 9, 2000 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

BD
CRD#: 24049
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/9/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/19/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STATESMAN CORPORATE FINANCE, LLC
STATESMAN CORPORATE FINANCE, LLC

CRD#: 142327 / SEC#: , 8-67454

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1900 West Loop South Suite 850, Houston, TX 77027
Mailing Address
1900 West Loop South Suite 850, Houston, TX 77027
Phone number
(713) 595-1340
Established
Texas since 12/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ACTKINSON, SCOTT RAYMEMBER, SECRETARY, FINOP,CFO,CCO1437005
JACO, WILLIAM HOWARD IIIMEMBER, PRESIDENT, CEO5241944
TOMLINSON, WALTER ROBERTMEMBER, ACO, COO5241949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STATESMAN CORPORATE FINANCE, LLC

CRD#: 142327Houston, TX 77027

TRUST BUT VERIFY

Monitor Sidney Shaver

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Troy Lynn Wootton Jr
Troy WoottonAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Sugar Land, TX
Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
LW
Li-e WangAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
RR
Houston, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.