Lucas Castle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas Castle, who also goes by Lucas Adam Castle, Luke Castle, was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2000. Lucas had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - April 15, 2026
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
April 11, 2011 - November 20, 2017
FS INVESTMENT SOLUTIONS, LLC
August 5, 2010 - April 8, 2011
WAVELAND CAPITAL PARTNERS LLC
January 4, 2010 - May 21, 2010
SELECT CAPITAL CORPORATION
September 4, 2007 - December 21, 2009
KBS CAPITAL MARKETS GROUP LLC
October 3, 2005 - September 4, 2007
CCO CAPITAL, LLC
March 8, 2004 - May 11, 2004
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
March 8, 2004 - September 14, 2005
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
July 26, 2003 - September 14, 2005
GUGGENHEIM INVESTMENTS
November 22, 2002 - March 15, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
September 30, 2002 - March 15, 2004
DWS DISTRIBUTORS, INC.
August 31, 2001 - August 30, 2002
WELLS FARGO INVESTMENTS, LLC
August 30, 2000 - August 27, 2001
IDS LIFE INSURANCE COMPANY
August 30, 2000 - August 27, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625 / SEC#: , 8-68856
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
