AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LC

Lucas A. Castle

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4223242
LC

Professional summary

Lucas Adam Castle, who also goes by Luke Castle, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.

Lucas is registered as a RR (Registered Representative) and started their career in finance in 2000. Lucas has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Luke Castle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucas Adam Castle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2017 - Present

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606
BD
CRD#: 157625
Chicago, IL
Past

April 11, 2011 - November 20, 2017

FS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 145244
PHILADELPHIA, PA
Past

August 5, 2010 - April 8, 2011

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

January 4, 2010 - May 21, 2010

SELECT CAPITAL CORPORATION

BD
CRD#: 145997
DALLAS, TX
Past

September 4, 2007 - December 21, 2009

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

October 3, 2005 - September 4, 2007

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

March 8, 2004 - May 11, 2004

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

RIA
CRD#: 39805
LISLE, IL
Past

March 8, 2004 - September 14, 2005

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

July 26, 2003 - September 14, 2005

GUGGENHEIM INVESTMENTS

RIA
CRD#: 129288
LISLE, IL
Past

November 22, 2002 - March 15, 2004

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

RIA
CRD#: 104518
CHICAGO, IL
Past

September 30, 2002 - March 15, 2004

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

August 31, 2001 - August 30, 2002

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

August 30, 2000 - August 27, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 30, 2000 - August 27, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/28/2017)
RR
Iowa
(11/28/2017)
RR
Kansas
(1/22/2025)
RR
Kentucky
(11/28/2017)
RR
Minnesota
(11/28/2017)
RR
Nebraska
(11/28/2017)
RR
North Dakota
(11/28/2017)
RR
Ohio
(11/28/2017)
RR
South Dakota
(11/28/2017)
RR
Tennessee
(8/18/2025)
RR
Wisconsin
(11/28/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/6/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625 / SEC#: , 8-68856

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE INVESTMENT MANAGEMENT INC.MEMBER109307
DORFMAN, ESTEE CARLAFINOP, PRINCIPAL FINANCIAL OFFICER2696529
FIGUS, ANDREW NMNPRINCIPAL OPERATIONS OFFICER6055035
FREEMAN, ROBIN DAWNCHIEF COMPLIANCE OFFICER2611849
MEYER, KRISTINA LYNNEPRESIDENT AND GENERAL SECURITIES PRINCIPAL6653787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625Chicago, IL 60606

TRUST BUT VERIFY

Monitor Lucas Castle

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics