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AW

Andrew T. Winick

ARTEMIS SECURITIES CLEARING
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4223124
AW

Professional summary

Andrew Trent Winick, who also goes by Andrew T Winick, is a registered financial professional currently at ARTEMIS SECURITIES CLEARING, LLC located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew T Winick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Trent Winick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2017 - Present

ARTEMIS SECURITIES CLEARING, LLC

Office #1: 225 W. Wacker Drive Suite 1575, Chicago, IL 60606
BD
CRD#: 125473
Chicago, IL
Past

February 11, 2009 - December 7, 2016

WESTBURY GROUP LLC

BD
CRD#: 129985
WESTPORT, CT
Past

August 20, 2007 - November 21, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
CHICAGO, IL
Past

May 12, 2005 - April 13, 2006

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 12, 2002 - May 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 22, 2000 - March 1, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/3/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 1/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARTEMIS SECURITIES CLEARING, LLC
ARTEMIS SECURITIES CLEARING, LLC | BILLOW BUTLER & COMPANY, L.L.C.

CRD#: 125473 / SEC#: , 8-65803

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Mailing Address
225 W. Wacker Drive Suite 1575, Chicago, IL 60606
Phone number
(312) 559-9055
Established
Illinois since 01/13/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BUTLER, DARRELL MATTHEWPRES, CCO, COO, CFO, FINOP PRINCIPAL, MEMBER, MANAGER, MANAGING DIRECTOR, EXEC REP, AML COMP OFFICER4612053
BUTLER, MARCIMEMBER7734986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTEMIS SECURITIES CLEARING, LLC

CRD#: 125473Chicago, IL 60606

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