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DF

Dustin M. Faraone

CEIBA FINANCIAL
Tampa , FL
Some features on this profile are disabled
CRD#: 4222769
DF

Professional summary


Dustin Michael Faraone, who also goes by Michael Faraone, Mike Faraone, is a registered financial professional currently at CEIBA FINANCIAL, LLC located in Tampa , Florida.

Dustin is registered as a RR (Registered Representative) and started their career in finance in 2001. Dustin has worked at 7 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Faraone | Mike Faraone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dustin Michael Faraone's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2025 - Present

CEIBA FINANCIAL, LLC

BD
CRD#: 298977
Tampa , FL
Past

January 6, 2017 - May 15, 2023

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

January 18, 2011 - January 9, 2017

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 144426
ORLANDO, FL
Past

November 1, 2010 - January 9, 2017

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
TAMPA, FL
Past

April 14, 2010 - November 9, 2010

COMMERCE WEALTH ADVISERS, LLC

RIA
CRD#: 144449
TAMPA, FL
Past

April 7, 2010 - November 9, 2010

DEWAAY FINANCIAL NETWORK, LLC

BD
CRD#: 30767
TAMPA, FL
Past

January 5, 2001 - August 30, 2004

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/3/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/13/2010
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CEIBA FINANCIAL, LLC
CEIBA FINANCIAL, LLC

CRD#: 298977 / SEC#: , 8-70236

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1831 Lexington Dr., Fullerton, CA 92835
Mailing Address
1831 Lexington Dr., Fullerton, CA 92835
Phone number
(202) 297-3737
Established
California since 10/03/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LANE, CARLOS ANDRESCEO/CCO4665099
COSTENBADER, WALTER RUSSELLFINOP1828345

Red Flags


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Company Information


CEIBA FINANCIAL, LLC

CRD#: 298977Tampa , FL

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