Leslie A. Morgan
Professional summary
Leslie Ann Morgan, who also goes by Leslie Ann Anthony, Leslie A. Beekhuizen, Leslie Ann Beekhuizen, Leslie A. Morgan, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Leslie has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Ann Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124September 9, 2021 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124September 20, 2011 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 3, 2005 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 2, 2004 - April 1, 2005
VALIC FINANCIAL ADVISORS, INC.
January 13, 2004 - April 1, 2005
VALIC FINANCIAL ADVISORS, INC.
October 31, 2000 - January 30, 2004
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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