JG
James J. Gracik
REHMANN WEALTH
Tawas City, MI 48763
Some features on this profile are disabled
CRD#: 4222237
JG
Professional summary
James Joseph Gracik is a registered financial advisor currently at REHMANN WEALTH located in Tawas City, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Tawas City, Michigan.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REHMANN FINANCIAL POSITION: ADVISOR NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/06/2008 ADDRESS: 540 W. LAKE ST., UNIT 1, TAWAS CITY, MI 48763 DESCRIPTION: Provide financial advice regarding financial planning, cash management, insurance and investment selections. 2)JAMES J. GRACIK POSITION: SOLE PROPRIETOR NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/21/2016 ADDRESS: 540 W. LAKE ST., UNIT 1, TAWAS CITY, MI 48763 DESCRIPTION: I AM LICENSED AS AN INDEPENDENT LIFE INSURANCE AGENT 3) SGC Financial Group, Ltd., Yes, 540 W. LAKE ST., UNIT 1, TAWAS CITY, MI 48763, 01/31/11, 75, 60, Securities Marketing Name 4) REHMANN FINANCIAL NETWORK, LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911; DESCRIPTION: registered rep 5) GRACIK PROPERTIES, LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2016 ADDRESS: 540 W. LAKE ST., UNIT 1, TAWAS CITY MI 48763, United States DESCRIPTION: GENERAL ADMINISTRATIVE MATTERS 6) GRACIK & GRACIK, P.C. POSITION: OWNER NATURE: CORPORATION INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 110 START DATE: 12/01/2016 ADDRESS: 540 W, LAKE ST., UNIT 1, P.O. BOX 70, TAWAS CITY MI 48764, United States DESCRIPTION: TAX, ACCOUNTING, AUDIT AND CONSULTING SERVICES TO A LARGE NUMBER OF INDIVIDUALS AND SMALL BUSINESSES 7) TOWN SQUARE CONDO OWNERS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 540 W LAKE ST, TAWAS CITY, MI 48763 NATURE OF THE BUSINESS: NONPROFIT CORP FORMED TO MANAGE, ADMINISTER AND MAINTAIN THE RESIDENTIAL AND COMMERCIAL UNITS OF TOWN SQUARE CONDOMINIUM, TAWAS CITY, MI POSITION: BOARD OF DIRECTORS START DATE: 9/20/2022 HRS PER MONTH: LESS THAN 1 SECURITIES HRS PER MONTH: 0 DUTIES: APPROVE ANNUAL BUDGET AND VOTE ON ANY SIGNIFICANT OPERATIONAL MATTERS
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Gracik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2010 - Present
REHMANN WEALTH
Office #1: 540 W Lake St. Unit 1, Tawas City, MI 48763RIA
CRD#: 123047
Tawas City, MI
Current
January 22, 2018 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 540 W. Lake Street Unit 1, Tawas City, MI 48763BD
CRD#: 165027
Tawas City, MI
Past
January 24, 2017 - December 31, 2017
REHMANN FINANCIAL NETWORK, LLC
BD
CRD#: 165027
LANSING, MI
Past
February 26, 2010 - December 31, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
TAWAS CITY, MI
Past
October 6, 2008 - February 26, 2010
TRIAD ADVISORS LLC
BD
CRD#: 25803
EAST TAWAS, MI
Past
July 13, 2000 - October 14, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
EAST TAWAS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/14/2018)
IAR
Michigan(5/18/2010)
RR
Michigan(1/22/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261
Mailing Address
Phone number
(517) 316-2400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
