RL
Ronna D. Lao
NATIONAL WEALTH MANAGEMENT GROUP
Coconut Creek, FL 33073
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CRD#: 4221940
RL
Ronna De La Cruz LaoNATIONAL WEALTH MANAGEMENT GROUP
Professional summary
Ronna De La Cruz Lao, who also goes by Ronna D Lao, Ronna Lao, is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Coconut Creek, Florida and LPL FINANCIAL LLC located in Coconut Creek, Florida.
Ronna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ronna has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 87 and Series 7 exams.
Aliases
Ronna D Lao | Ronna Lao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/2026 - Ronna Lao - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Boca Raton, FL, 33434 – OBA Start Date: 01/01/2025 2. 05/2026 - Alpina Financial Consultants, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/25/2026 3. 06/05/2026 - National Wealth Management Group, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/19/2026 - 160 hours per month/ during trading - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ronna De La Cruz Lao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2026 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 4171 West Hillsboro Boulevard Suite 4, Coconut Creek, FL 33073RIA
CRD#: 174883
Coconut Creek, FL
Current
May 22, 2026 - Present
LPL FINANCIAL LLC
Office #1: 4171 W Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
BD
CRD#: 6413
COCONUT CREEK, FL
Past
February 21, 2023 - February 9, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Plantation, FL
Past
October 3, 2022 - February 9, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Plantation, FL
Past
June 13, 2011 - May 2, 2014
MANNING & NAPIER INVESTOR SERVICES, INC.
BD
CRD#: 26266
FAIRPORT, NY
Past
August 1, 2006 - June 29, 2009
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NEW YORK, NY
Past
November 28, 2001 - June 23, 2006
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/26/2026)
IAR
Florida(5/28/2026)
RR
Georgia(6/22/2026)
IAR
Georgia(6/22/2026)
RR
New Jersey(6/22/2026)
IAR
New York(6/10/2026)
RR
New York(6/22/2026)
IAR
Texas(6/11/2026)
RR
Texas(6/22/2026)
IAR
Virginia(6/11/2026)
RR
Virginia(6/24/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)Loading...
Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Coconut Creek, FL 33073TRUST BUT VERIFY
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