Peter Granato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Granato was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2009 - June 5, 2012
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
November 7, 2006 - July 26, 2007
1ST DISCOUNT BROKERAGE, INC.
November 1, 2006 - July 26, 2007
1ST DISCOUNT BROKERAGE, INC.
May 23, 2005 - October 13, 2006
MUTUAL SERVICE CORPORATION
March 4, 2002 - January 21, 2005
1ST DISCOUNT BROKERAGE, INC.
December 13, 2000 - July 27, 2001
RUMSON CAPITAL, LLC
August 31, 2000 - November 10, 2000
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
CRD#: 118812 / SEC#: , 8-53687
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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