Bryan M. Lubwama
Professional summary
Bryan Moses Lutwama Lubwama, who also goes by Bryan Moses Lubwama, Bryan Moses Lutwama-lubwama, Bryan Moses Lutwama Lubwama, is a registered financial professional currently at KKR CAPITAL MARKETS LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2003. Bryan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Moses Lutwama Lubwama's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2021 - Present
KKR CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001January 7, 2015 - May 25, 2021
DIMENSIONAL FUND ADVISORS LP
January 7, 2015 - May 25, 2021
DFA SECURITIES LLC
October 1, 2013 - December 2, 2014
BLACKROCK FUND ADVISORS
January 3, 2012 - December 2, 2014
BLACKROCK INVESTMENTS, LLC
July 28, 2008 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
September 20, 2007 - December 31, 2008
BLACKROCK EXECUTION SERVICES
May 14, 2003 - August 20, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
KKR CAPITAL MARKETS LLC
CRD#: 143571 / SEC#: , 8-67578
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
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