Glen N. Harding

HARDING'S WEALTH MANAGERS

Millsboro, DE

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CRD#: 4221841

Professional summary

Glen Niel Harding is a registered financial advisor currently at HARDING'S WEALTH MANAGERS, INC. located in Millsboro, Delaware.

Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Glen has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED AND INDEXED ANNUITIES, LONG TERM CARE, TERM, WHOLE AND UNIVERSAL LIFE INSURANCE / Gilbert, PA / APPROVED JULY 7, 2004

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Niel Harding's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2006 - Present

HARDING'S WEALTH MANAGERS, INC.

RIA

CRD#: 139542

Millsboro, DE

Past

June 29, 2004 - December 20, 2005

LPL FINANCIAL LLC

CRD#: 6413

GILBERT, PA

Past

July 15, 2003 - June 22, 2004

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MT. POCONO, PA

Past

September 23, 2002 - June 22, 2004

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 30, 2000 - September 20, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(2/21/2022)

IAR

Florida
(1/26/2021)

IAR

Pennsylvania
(4/3/2006)

IAR

Texas
(6/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2004

General Securities Principal Examination

Current Firm

HARDING'S WEALTH MANAGERS, INC.

CRD#: 139542 / SEC#:

Delaware

Registered Investment Advisory firm - (2/16/2022 Approved)

Florida

Registered Investment Advisory firm - (1/26/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/3/2006 Approved)

Texas

Registered Investment Advisory firm - (6/10/2024 Conditional Restricted)

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Contact information

Main Address

Millsboro, DE

Mailing Address

Po Box 596 596, Georgetown, DE 19947

Phone number

(570) 977-7417

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 5,105,776

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	5/31/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glen N. Harding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Niel Harding's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARDING'S WEALTH MANAGERS, INC.

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2002

Series 63

Date: 8/31/2000

Series 7

Date: 8/29/2000

Series 24

Date: 9/27/2004

Current Firm

HARDING'S WEALTH MANAGERS, INC.

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

HARDING'S WEALTH MANAGERS, INC.

TRUST BUT VERIFY

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