Wilmer F. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilmer Forrest Carter was a registered financial professional .
Wilmer is a previously registered financial professional and started their career in finance in 1970. Wilmer had worked at 6 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1976 - August 20, 1986
CECO FINANCIAL SECURITIES CORP.
January 14, 1975 - August 20, 1975
FINANCIAL INDUSTRIES SECURITIES CORPORATION
July 29, 1974 - September 5, 1975
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 29, 1974 - September 5, 1975
OSAIC FA, INC.
February 9, 1973 - August 22, 1974
SECURITY PLANNING SERVICE INC
April 14, 1970 - March 15, 1973
DIVERSIFIED SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/22/1967
Registered Representative ExaminationF04
Date: 3/1/1976
Financial Principal ExaminationSeries 40
Date: 1/5/1976
Registered Principal ExaminationCurrent Firm
CECO FINANCIAL SECURITIES CORP.
CRD#: 7196 / SEC#: , 8-20180
Contact information
Documents
Red Flags
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