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Randy O. Cater

STANCORP INVESTMENT ADVISERS
The Woodlands, TX
Some features on this profile are disabled
CRD#: 4221680
RC

Professional summary

Randy Oneil Cater, who also goes by Randy O'neil Cater, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in The Woodlands, Texas and STANCORP EQUITIES, INC. located in Portland, Oregon.

Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Randy has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Randy O'neil Cater

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Oneil Cater's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2006 - Present

STANCORP INVESTMENT ADVISERS, INC.

RIA
CRD#: 110228
The Woodlands, TX
Current

July 3, 2006 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw 6th Avenue, Portland, OR 97204
BD
CRD#: 19517
Portland, OR
Past

January 5, 2006 - June 1, 2006

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
SPRING, TX
Past

May 30, 2002 - June 1, 2006

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

September 22, 2000 - August 15, 2001

HAND SECURITIES, INC

BD
CRD#: 45198
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA
Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(1/2/2025)
RR
Texas
(7/3/2006)
IAR
Texas
(8/7/2006)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/30/2019
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA
Registered Investment Advisory firm - (7/31/2000 Approved)
PREMIUM
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Contact information

Main Address
1100 Sw Sixth Avenue, Portland, OR 97204
Mailing Address
900 Sw Fifth Avenue C22, Portland, OR 97204
Phone number
(800) 858-5420
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts103,728
AUM (Assets Under Management)$ 33,592,166,292

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/27/2026
Cover Page
Report
04/29/2025
Cover Page
Report
03/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STANCORP INVESTMENT ADVISERS, INC.

CRD#: 110228The Woodlands, TX

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