BD
Brian P. Donlin
STIFEL, NICOLAUS & COMPANY
Golden Valley, MN 55416
Some features on this profile are disabled
CRD#: 4221617
BD
Professional summary
Brian Patrick Donlin, who also goes by Brian P Donlin, is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Golden Valley, Minnesota.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 86, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brian P Donlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Donlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2012 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416Office #2: 8115 Preston Road, Dallas, TX 75225Office #3: 1401 Lawrence Street Suite 900, Denver, CO 80202Office #4: 787 7th Avenue, New York, NY 10019Office #5: 1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222Office #6: Millennium One 20 Ash Street, Conshohocken, PA, 19428Office #7: 2650 North Military Trail Suite 400, Boca Raton, FL 33431Office #8: 27476 Detroit Road, Westlake, OH 44145Office #9: 305 Madison Avenue, Morristown, NJ 07960Office #10: 677 Washington Blvd. 9th Floor, Stamford, CT 06901Office #11: 1021 East Cary Street Suites 1925 & 1975, Richmond, VA 23219Office #12: 501 N. Broadway, St. Louis, MO 63102Office #13: 125 High Street, Boston, MA 02110Office #14: 6303 Cowboys Way, Frisco, TX 75034Office #15: 1201 Wills Street Suite 600, Baltimore, MD 21231Office #16: 2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134Office #17: 1300 Post Oak Blvd. Suites 1550 & 1540, Houston, TX 77056Office #18: 750 Lexington Avenue 16th Floor, New York, NY 10022Office #19: Four Chasewood 20329 State Highway 249 Suite 150, Houston, TX, 77070Office #20: 18 Division Street Suite 209 & 211a, Saratoga Springs, NY 12866Office #21: 7200 Wisconsin Avenue, Bethesda, MD 20814Office #22: 805 Las Cimas Parkway Suite 230, Austin, TX 78746Office #23: 1776 I Street, Washington, DC 20006Office #24: 3777 Tamiami Trail North Suite 300, Naples, FL 34103Office #25: 3630 Peachtree Road Ne 4th Floor, Atlanta, GA, 30326Office #26: One Montgomery Street Suites 3300 3500, 3600, & 3700, San Francisco, CA, 94104Office #27: 520 Newport Center Drive Suite 1500, Newport Beach, CA 92660Office #28: One North Wacker Suite 3400, Chicago, IL 60606Office #29: 600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222RIA
BD
CRD#: 793
Golden Valley, MN
Past
February 15, 2013 - September 13, 2018
KEEFE, BRUYETTE & WOODS, INC.
BD
CRD#: 481
NEW YORK, NY
Past
December 8, 2010 - July 13, 2011
FIRST NEW YORK SECURITIES L.L.C.
BD
CRD#: 16362
NEW YORK, NY
Past
December 1, 2009 - August 13, 2010
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
NEW YORK, NY
Past
March 7, 2008 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
BD
CRD#: 10485
NEW YORK, NY
Past
June 1, 2006 - June 25, 2007
TD ARRANGED SERVICES LLC
BD
CRD#: 122529
NEW YORK, NY
Past
January 19, 2006 - May 1, 2006
KELLOGG CAPITAL GROUP LLC
BD
CRD#: 35032
NEW YORK, NY
Past
May 25, 2004 - January 10, 2006
AGS SPECIALISTS LLC
BD
CRD#: 124520
NEW YORK, NY
Past
January 3, 2004 - April 2, 2004
AGS SPECIALISTS LLC
BD
CRD#: 124520
NEW YORK, NY
Past
October 12, 2003 - January 2, 2004
COHEN, DUFFY, MCGOWAN & CO. LLC
BD
CRD#: 33563
NEW YORK, NY
Past
October 12, 2003 - January 2, 2004
CDM SPECIALISTS LLC
BD
CRD#: 113026
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/21/2022)
RR
Alaska(3/21/2022)
RR
Arizona(3/21/2022)
RR
Arkansas(3/21/2022)
RR
California(2/3/2021)
RR
Colorado(2/3/2021)
RR
Connecticut(3/21/2022)
RR
Delaware(3/21/2022)
RR
District of Columbia(2/3/2021)
RR
Florida(3/21/2022)
RR
Georgia(2/3/2021)
RR
Hawaii(3/21/2022)
RR
Idaho(3/21/2022)
RR
Illinois(2/3/2021)
RR
Indiana(3/21/2022)
RR
Iowa(3/21/2022)
RR
Kansas(3/21/2022)
RR
Kentucky(3/21/2022)
RR
Louisiana(3/21/2022)
RR
Maine(3/21/2022)
RR
Maryland(2/3/2021)
RR
Massachusetts(2/3/2021)
RR
Michigan(3/21/2022)
RR
Minnesota(3/21/2022)
RR
Mississippi(3/21/2022)
RR
Missouri(2/3/2021)
RR
Montana(3/21/2022)
RR
Nebraska(3/21/2022)
RR
Nevada(3/21/2022)
RR
New Hampshire(3/21/2022)
RR
New Jersey(2/3/2021)
RR
New Mexico(3/21/2022)
RR
New York(5/2/2012)
RR
North Carolina(3/21/2022)
RR
North Dakota(3/21/2022)
RR
Ohio(2/3/2021)
RR
Oklahoma(3/21/2022)
RR
Oregon(3/21/2022)
RR
Pennsylvania(2/3/2021)
RR
Puerto Rico(3/21/2022)
RR
Rhode Island(3/21/2022)
RR
South Carolina(3/21/2022)
RR
South Dakota(3/21/2022)
RR
Tennessee(2/3/2021)
RR
Texas(2/3/2021)
RR
Utah(3/21/2022)
RR
Vermont(3/21/2022)
RR
Virgin Islands(3/21/2022)
RR
Virginia(2/3/2021)
RR
Washington(3/21/2022)
RR
West Virginia(3/21/2022)
RR
Wisconsin(3/21/2022)
RR
Wyoming(3/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/30/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
