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BJ

Benjamin S. Jamieson

Some features on this profile are disabled
CRD#: 4221456
BJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Scott Jamieson was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2000. Benjamin had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 12, 2010 - December 10, 2013

OBS BROKERAGE SERVICES, INC.

BD
CRD#: 104281
WHITEHOUSE, OH
Past

October 28, 2004 - September 10, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
BUTLER, PA
Past

July 17, 2000 - November 8, 2004

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/14/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OB
OBS BROKERAGE SERVICES, INC.
ADVISORTRADZ | TRUSTAXYS | ONLINE BROKERAGE SERVICES, INC. | ONLINE BROKERAGE SERVICES | OBS FINANCIAL ADVISORS | OBS BROKERAGE SERVICES, INC. | OBS BD, INC. | MYTRADZ.COM | GLOBALTRADZ, INC. | GLOBAL TRADZ, INC. | BANKTRADZ.COM | ADVISORTRADZ.COM

CRD#: 104281 / SEC#: , 8-52780

BD
Terminated by SEC on 06/27/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/03/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OBS HOLDINGS, INCHOLDING COMPANY
FARLEY, CATHERINE ELIZABETHEVP/CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, FINOP2314911
HENRY, JOHN WELDONPRESIDENT/CEO1910378

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

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