Harold J. Pair
Professional summary
Harold Joe Pair is a registered financial professional currently at LOMBARD SECURITIES INCORPORATED located in Burkburnett, Texas.
Harold is registered as a RR (Registered Representative) and started their career in finance in 2001. Harold has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harold Joe Pair's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2018 - Present
LOMBARD SECURITIES INCORPORATED
June 26, 2017 - February 1, 2018
CETERA WEALTH SERVICES, LLC
February 16, 2006 - July 24, 2017
HBW SECURITIES LLC
October 31, 2003 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
May 13, 2003 - October 31, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 11, 2001 - April 1, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2018)
(8/13/2018)
(4/13/2023)
(2/1/2018)
(2/1/2018)
(1/8/2024)
Exams
FINRA
Current Firm
LOMBARD SECURITIES INCORPORATED
CRD#: 27954 / SEC#: , 8-43340
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REYNOLDS, EDWIN MAJOR JR | DIRECTOR, SHAREHOLDER, FIRM PRINCIPAL | 374634 |
| SOCHA, WILLIAM STEPHEN | CHIEF OPERATING OFFICER, OPERATIONS MANAGER, CROP, FINOP, DIRECTOR, SHAREHOLDER | 712323 |
| FOX, CHARLES CURTIS | CO-CEO, DIRECTOR, AND SHAREHOLDER | 1201770 |
| JONES, RUTH PORTER | DIRECTOR AND SHAREHOLDER | 842232 |
| PETER, EMIL III | SHAREHOLDER | |
| SLAGLE, BRIAN LEE | DIRECTOR AND SHAREHOLDER | 2895570 |
| DONLAN WELKER, TERRY LYNN | CHIEF COMPLIANCE OFFICER | 2825889 |
| OATES, DONALD EUGENE | DIRECTOR AND SHAREHOLDER | 1180250 |
| SONNIER, EDWARD DAVID II | DIRECTOR AND SHAREHOLDER | 2479370 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 4 |
Red Flags
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