Laura P. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Piper Mcgrath, who also goes by Laura Ann Piper, Laura Piper Rhoads, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2000. Laura had worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 31, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2002 - May 12, 2022
JAMES RIVER SECURITIES CORP.
July 21, 2000 - January 17, 2001
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/10/2024
General Securities Representative ExaminationCurrent Firm
JAMES RIVER SECURITIES CORP.
CRD#: 38477 / SEC#: , 8-48270
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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