Katherine A. Stellflue

VISIONARY HORIZONS

Knoxville, TN 37922

CRD#: 4221262

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Professional summary

Katherine Ann Stellflue, CFP®, who also goes by Katherine Ann Pasbrig, Kathy Ann Pasbrig, Katherine Ann Stellflue, Katherine Ann Stellflue, Cfp, Kathy Ann Stellflue, is a registered financial advisor currently at VISIONARY HORIZONS, LLC located in Knoxville, Tennessee.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Katherine has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Ann Pasbrig | Kathy Ann Pasbrig | Katherine Ann Stellflue | Katherine Ann Stellflue, Cfp | Kathy Ann Stellflue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Ann Stellflue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 17, 2026 - Present

VISIONARY HORIZONS, LLC

Office #1: 108 Durwood Road, Knoxville, TN 37922

RIA

CRD#: 150483

Knoxville, TN

Past

April 21, 2025 - March 18, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

LENOIR CITY, TN

Past

April 21, 2025 - March 18, 2026

LPL FINANCIAL LLC

CRD#: 6413

LENOIR CITY, TN

Past

November 30, 2022 - December 31, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Madison, WI

Past

October 6, 2022 - April 22, 2025

GOLDSTEIN ADVISORS, LLC

RIA

CRD#: 323125

LAKE FOREST, CA

Past

October 12, 2020 - December 1, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

LAKE FOREST, CA

Past

October 12, 2020 - December 1, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

LAKE FOREST, CA

Past

June 8, 2018 - October 8, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

IRVINE, CA

Past

June 8, 2018 - October 8, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

IRVINE, CA

Past

July 11, 2013 - June 21, 2018

PENCE WEALTH MANAGEMENT, INC.

RIA

CRD#: 146599

NEWPORT BEACH, CA

Past

January 24, 2013 - June 7, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWPORT BEACH, CA

Past

January 23, 2013 - June 7, 2018

LPL FINANCIAL LLC

CRD#: 6413

NEWPORT BEACH, CA

Past

June 15, 2009 - January 8, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

IRVINE, CA

Past

January 27, 2009 - January 8, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISIONARY HORIZONS, LLC

CRD#: 150483 / SEC#: 801-79890

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

Tennessee

Registered Investment Advisory firm - (8/1/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2009

General Securities Representative Examination

Current Firm

VISIONARY HORIZONS, LLC

CRD#: 150483 / SEC#: 801-79890

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

Tennessee

Registered Investment Advisory firm - (8/1/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

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Contact information

Main Address

620 Mabry Hood Rd Suite 301, Knoxville, TN 37932

Mailing Address

Phone number

(865) 675-8496

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (2/10/2026)

Regulatory assets under management

Total Number of Accounts	3,989
AUM (Assets Under Management)	$ 396,706,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katherine A. Stellflue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Ann Stellflue's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

GOLDSTEIN ADVISORS, LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PENCE WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VISIONARY HORIZONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2009

Current Firm

VISIONARY HORIZONS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISIONARY HORIZONS, LLC

TRUST BUT VERIFY

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